The following article was originally
published in the November-December 1936 edition of Bilan (n°37), the
theoretical journal of the Italian Fraction of the Communist Left. It is the
fourth article in the series "Problems of the Period of Transition" by the
Belgian comrade who signed his contributions "Mitchell". The previous three
have been published in the last three issues of the International Review.
The article takes as its starting point the
proletarian revolution in Russia - not as a rigid schema applicable to all
future revolutionary experiences, but as a living laboratory of the class war,
requiring critical assessment and analysis in order to provide reliable lessons
for the future. Like most of the best marxist works, it presents itself as a polemical
debate with other interpretations of this experience, judged to be inadequate,
dangerous or frankly counter-revolutionary. In the last category it places the
Stalinist ("centrist", to use the somewhat misleading term still used by the
Italian left at the time) argument that socialism was being constructed in the
confines of the USSR. The article does not dwell long on refuting this claim - it is
sufficient to show that the theory of "socialism in one country" is
incompatible with the most fundamental principles of internationalism, and that
the practice of "building socialism" in the USSR
required the most ferocious exploitation of the proletariat. More significant
is the article's criticisms of the views put forward by the Trotskyist
opposition, which shared with the Stalinists the idea that the "workers' state"
in the USSR could prove its superiority to the established capitalist regimes
by engaging in economic competition with them - indeed Mitchell points out that
Stalin's post-1928 programme of rapid industrialisation had actually been
plagiarised from the policies of the Left Opposition.
For Mitchell and the Italian left, the
proletarian revolution can only begin a real economic transformation in the
direction of communism once it has conquered political power on a world scale.
It was therefore an error to judge the success or failure of the revolution in Russia on
the basis of the economic policies it undertook; at best, the victorious
proletariat in one country could only conduct a holding operation at the
economic level, focusing all its energies on the political extension of the
revolution to other countries. The article is highly critical of any notion
that the measures put through under the heading of "war communism" represented
a real advance towards communist social relations. For Mitchell, the virtual
disappearance of money and the forced requisitioning of grain in the years
1918-20 were no more than contingent necessities forced on the proletarian
power by the harsh reality of the civil war, and were accompanied by a
dangerous bureaucratic distortion of the soviet state. In Mitchell's view, it
would be far more accurate to look at the "New Economic Policy" of 1921,
despite its various flaws, as a more "normal" model of a transitional economic
regime in one country.
The polemical element of the text also
extends to other currents in the revolutionary movement. The article takes up
the debate with Rosa Luxemburg, who had criticised the agrarian policy of the
Bolsheviks in 1917 ("land to the tiller"), but who in Mitchell's view had
underestimated the political necessity of the Bolsheviks' recognition of the
seizure of land by the small peasants as a way of strengthening support for the
dictatorship of the proletariat. It also returns to the discussion with the
Dutch internationalists of the GIK which we commented on in the last issue of
the International Review. In this
text Mitchell argues that the Dutch comrades' exclusive focus on the problem of
workers' management of production led them to conclude falsely that the
principle of centralism was the main cause of the revolution's degeneration,
while at the same time entirely evading the problem of the transitional state,
which in the marxist outlook is an inevitability as long as classes have not
been abolished.
In the concluding part of the article,
dealing with the problem of the "proletarian state", Mitchell shows both the
strengths and weaknesses of the Italian Left's framework of analysis. Mitchell
reiterates the principal conclusion the Italian Left drew from the Russian
experience in this regard, which to us remains one of its most important
contributions to marxist theory: the understanding that while the transitional
state is an unavoidable "scourge" that the working class will have to utilise,
for this very reason the proletariat cannot identify itself with this state,
but will have to maintain a permanent vigilance to ensure that it does not turn
against it, as had been the case in Russia.
On the other hand, the article also reveals
some of the inconsistencies in the positions of the Italian left of the time.
Their keen awareness of the necessity for the communist party led them to
defend the notion of the "dictatorship of the party", a view that ran counter
to their insistence on the need for the party and other proletarian organs to
remain independent of the transitional state. And Mitchell also insists that
the existing soviet state in Russia
still had a proletarian character, despite its counter-revolutionary
orientation, because it had eliminated the private ownership of the means of
production. In the same sense, he does not consider the new bureaucracy to be a
new bourgeoisie. This position, in some ways close to the analysis developed by
Trotsky, did not however lead to the same political conclusions: unlike the
Trotskyist current, the Italian left always placed the international interests
of the working class above all other considerations and rejected any defence of
the USSR, which they already saw as being integrated into the sordid game of
world imperialism. Furthermore, we can already see in Mitchell's article
elements that would eventually make it possible for the Italian left to arrive
at a more consistent characterisation of the Stalinist regime. Thus, in a
previous section of the article, Mitchell warns that "collectivisation" or
nationalisation was by no means a socialist measure in itself, even quoting
Engels's prescient passage about state capitalism. It would take some years and
some searching debates for these inconsistencies to be ironed out by the
Italian left, partly through discussion with other revolutionary currents such
as the German/Dutch left. Nevertheless, the article provides further proof of
the depth and rigour of the Italian left's approach to the development of the
communist programme.
Bilan n°37, November-December 1936
IV: Some elements of a proletarian
administration
The Russian revolution of October
1917 must without doubt be regarded as a proletarian revolution because it
destroyed a capitalist state from top to bottom and replaced bourgeois
domination with the first fully achieved proletarian dictatorship (the Paris
Commune having merely created the premises for such a dictatorship).[1]
It is on this basis that it has to be analysed by marxists, as a progressive experience (despite its
later counter-revolutionary evolution), as a step along the way that leads to
the emancipation of the proletariat and the whole of humanity.
Material and political conditions for the
proletarian revolution
From the considerable mass of
material accumulated by this gigantic event it is not yet possible, given the
state of our research, to put forward definite orientations for future
proletarian revolutions. But a confrontation with certain theoretical notions,
with certain marxist deductions from historical reality, will make it possible
to arrive at the fundamental conclusion that the complex problems posed by the
attempt to construct a classless society must be intimately linked to a series
of principles founded on the universality of bourgeois society and its laws,
and on the predominance of the international class struggle.
Moreover, the first proletarian revolution
did not, contrary to expectations, break out in the richest countries, the most
materially and culturally developed ones, countries "ripe" for socialism, but
in a backward semi-feudal area of capitalism. From which we derive the second
conclusion - although it's not an absolute - that the best conditions for
revolution came together in a situation where a material deficiency
corresponded to a lesser capacity of the ruling class to cope with social
conflicts. In other words, political factors prevailed over material factors.
Such an affirmation, far from being in contradiction with Marx's thesis about
the conditions needed for the advent of a new society, merely underlines the
profound significance we accorded to this factor in the first chapter of this
study.
The third conclusion, the corollary of the
first, is that the essentially
international problem of the building of socialism - the preface to
communism - cannot be resolved in the framework of one proletarian state, but
only on the basis of the political defeat of the world bourgeoisie, at least in
the vital centres of its rule, the most advanced countries.
While it is undeniable that a national
proletariat can only undertake certain economic tasks after installing its own
rule, the construction of socialism can only get going after the destruction of the most powerful capitalist states, even
though the victory of a "poor" proletariat can take on a huge significance if
it is integrated into the process of development of the world revolution. In
other words, the tasks of a victorious proletariat with regard to its own
economy are subordinated to the necessities of the international class
struggle.
It is noteworthy that while all genuine
marxists have rejected the theory of "socialism in one country", most of the
criticisms of the Russian revolution have focused essentially on the modalities
of the construction of socialism,
looking at economic and cultural criteria rather than political ones, and
forgetting to go to the logical conclusions imposed by the impossibility of any
kind of national socialism.
This is a key question because the first practical
experience of the dictatorship of the proletariat has to dissipate the fog,
which still surrounds the notion of socialism. And an essential lesson of the
Russian revolution is surely - and this in the most exacerbated form, given
that we are talking about a backward economy - the historic necessity for a
proletarian state, temporarily isolated, to put very strict limits on its
programme of economic construction.
The global balance of forces determines the
rhythm and modalities of the construction of socialism
The rejection of "socialism in one
country" can only mean that it cannot be a question of the proletarian state
orienting the economy towards a productive development that will encompass all
areas of manufacture, that will respond to the most varying needs and build up
an integrated economy, so that,
juxtaposed to other similar economies, this will make up world socialism. At
the most it is a question - and this only after the victory of the world
revolution - of developing the branches of each national economy which have a
specific function and can be integrated as such into the future communist
society (it is true that capitalism has realised this in a very imperfect way
through the international division of labour). With the less favourable perspective
of a slow-down in the revolutionary movement (the situation of Russia in
1920-21), it is a question of adapting the
processes of the proletarian economy to the rhythm of the world-wide class
struggle, but only in the sense of strengthening the class rule of the
proletariat as a reference point for the new revolutionary upsurge of the
international proletariat.
Trotsky in particular has often lost sight
of this fundamental line, even though he has sometimes made it clear that for
him the proletarian objective is not the realisation of integral socialism, but
only the preparation of the elements
of a world socialist economy as a means of politically
strengthening the proletarian dictatorship.
In fact, in his analyses of the development
of the Soviet economy, while beginning from the correct premise that this
economy is dependent on the capitalist world market, Trotsky often approaches
the question as if it was a "match" at the economic level between the
proletarian state and world capitalism.
While it is true that socialism can only
affirm its superiority as a system of production if it produces more and better
than capitalism, such a historical verification can only be established after a
long process that has taken place in the world economy, after a bitter struggle
between the proletariat and the bourgeoisie and not as the result of a clash
between a proletarian economy and the capitalist economy, since it is certain
that on the basis of economic competitiveness, the proletarian state would inevitably
be obliged to resort to capitalist methods of the exploitation of labour which
would prevent any transformation of the social content of production.
Fundamentally, the superiority of socialism cannot reside in its capacity to
produce more "cheaply" - although this is certainly the consequence of an
unlimited expansion of labour productivity - but has to express itself through
the disappearance of the capitalist contradiction between production and
consumption.
Trotsky, it seems to us, has definitely
supplied centrism with theoretical weapons by starting off from such criteria
as "the economic race with world capital"; "the allure of development as a
decisive factor", "the comparison between rates of development", "the criterion
of the pre-war level", etc, all of which bear a strong resemblance to the
centrist slogan about "catching up with the capitalist countries". This is why
the monstrous industrialisation which has been founded on the misery of the
Russian workers, while being the direct product of centrist policies, is also
the "natural" child of the Russian "Trotskyist" Opposition. What's more this
position of Trotsky is the result of the perspectives he traced for the
evolution of capitalism after the retreat of the international revolutionary struggle.
Thus his whole analysis of the Soviet economy as it evolved after the NEP is,
by his own admission, deliberately abstracted from the international political
factor: "it is necessary to find
practical solutions for the immediate period, by taking into account, as much
as possible, all the factors in their momentary conjunction. But when it comes
to perspectives of development for a whole epoch, it is absolutely necessary to
separate the ‘salient' factors, that is to say, the political factors above all"
(Towards capitalism or towards
socialism?). Such an arbitrary
method of analysis naturally leads one to examining the problems of the
management of the Soviet economy "in themselves" rather than in function of the
evolution of the world balance of class forces.
The question that Lenin posed after the NEP:
"which one will win?" is thus transposed from the political terrain - where he
had placed it - to the strictly economic terrain. The emphasis was put on the
necessity to bring prices in line with those on the world market through
reducing the sales price (and thus, in practice, essentially through reducing
the paid part of labour, i.e. wages). Which amounts to saying that the
proletarian state should not limit itself to putting up with a certain exploitation
of labour power as an unavoidable evil, but on the contrary should adopt
policies that sanction an even higher level of exploitation by making this the
determining element of the economic process, which would thus acquire a
capitalist content. In the end, the question goes back to the idea of a kind of
national socialism from the moment you envisage the prospect of "outdoing"
capitalist production on the world market with the products of the socialist
economy (i.e. the USSR), when you see it as a battle between "socialism" and
"capitalism". With such a point of view, it is evident that the world
bourgeoisie can rest assured about the future of its system of production.
Here we want to open a parenthesis in order
to try to establish the real theoretical and historical significance of those
two crucial phases of the Russian revolution: "war communism" and the NEP, the
first corresponding to the extreme social tension of the civil war, the second
to the end of the armed struggle and to a situation of reflux in the world
revolution.
War communism and the NEP
This examination seems all the more
necessary in that, regardless of their contingent aspects, these two social
phenomena could well reappear in other proletarian revolutions with an
intensity and a rhythm in line with the level of capitalist development of the
countries in question. It is therefore necessary to determine their exact
location in the period of transition.
It is certain that "war communism" in its
Russian version would not be characteristic of a "normal" proletarian
administration. It was not the product of a pre-established programme, but a
political necessity imposed by the irresistible pressure of the armed class
struggle. Theory had to temporarily give way to the necessity to crush the
bourgeoisie politically; this is why economics had to be subordinated to
politics, but this took place at the price of the collapse of production and
trade. Thus in reality the policies of "war communism" more and more entered
into conflict with the theoretical premises developed by the Bolsheviks in
their programme for the revolution - not because this programme was shown to be
mistaken, but because its very moderate character, the fruit of "economic
reason" (workers' control, nationalisation of the banks, state capitalism)
encouraged the bourgeoisie to take up armed resistance. The workers responded
with massive and accelerated expropriations which the decrees on
nationalisation merely codified. Lenin issued a cry of alarm about this
economic "radicalism", predicting that the proletariat could not win at this
level. In effect, in the spring of 1921, the Bolsheviks had to recognise not
that the workers had been beaten but that they had failed in their involuntary
attempt to create socialism by force of arms. "War communism" had essentially
been a coercive mobilisation of the economic apparatus aimed at avoiding famine
in the proletariat and feeding the combatants. It was essentially a "communism"
of equal consumption which had no real socialist substance. The method of
requisitioning agricultural surpluses could only cause a considerable drop in
production; the levelling of wages resulted in a collapse in labour
productivity; and the authoritarian and bureaucratic centralism imposed by the
circumstances was a real deformation of rational centralism. As for the
stifling of exchange (which was accompanied by a flourishing of the black
market) and the practical disappearance of money (payment in kind and free
services), this was a product of the civil war and the collapse of any real
economic life. They were not the measures of a proletarian administration which
has taken the historic conditions into account. In sum, the Russian proletariat
paid for the crushing of its class enemy through an economic impoverishment
which a victorious revolution in the highly developed countries would have
attenuated considerably by enabling it to "leap over" certain phases of
development, even if it would not have profoundly altered the meaning of "war
communism".
Marxists have never denied that the civil
war - whether it precedes, accompanies, or follows the seizure of power by the
proletariat - will contribute to a temporary lowering of the economic level,
because they now know just how much this level can fall during an imperialist
war. Thus in the backward countries, the rapid political dispossession of an
organically weak bourgeoisie was and will be followed by a long struggle aimed
at disorganising the new power if this bourgeoisie still has the ability to
draw strength from broad social layers (in Russia, it was the vast peasantry,
uncultured and lacking in political experience, which provided this source). At
the same time, in the developed capitalist countries where the bourgeoisie is
politically and materially powerful, the proletarian victory will very probably
follow rather than precede a more or less long phase of bitter, violent and
materially disastrous civil war. On the other hand the phase of "war communism"
after the revolution could well be short-lived in such countries.
The NEP, considered from an absolute
standpoint, and especially as it was placed in brutal opposition to "war
communism", undoubtedly appeared as a serious backward step towards capitalism
through the return to the "free" market, to "free" small production, to money.
But this "retreat" was established on real
bases if we examine the actual economic conditions behind it. In other words,
the NEP (independent of its accentuated features and specifically Russian
elements) should be seen as a re-establishment of the "normal" conditions for
the evolution of a transitional economy. For Russia,
it was a return to the initial programme of the Bolsheviks, even though the
NEP, coming after the juggernaut of the civil war, had to go well beyond it.
In sum, the NEP, separated from its
contingent elements, is the form of economic administration which any other
proletarian revolution will have to resort to.
Such is the conclusion imposed on those who
don't make the possibilities of proletarian administration depend on the prior
abolition of all capitalist categories and forms (an idea which derives from
idealism, not marxism) and who, on the contrary, recognise that this
administration will have to deal with the inevitable, but temporary survival of
certain expressions of bourgeois servitude.
It is true that in Russia the pursuit of an
economic policy adapted to the historic conditions for the transition from
capitalism to communism was carried out in the heaviest and most threatening
social climate, resulting from a phase of downturn in the international
revolution and an internal degree of distress expressed by famine and the total
exhaustion of the workers and peasants. This is why its particular historic
traits tended to hide the general significance of the Russian NEP.
Under the pressure of events, the NEP
represented the sine qua non for
maintaining the proletarian dictatorship which it was effectively safeguarding.
For this reason it was not the result of a capitulation by the proletariat: it
did not involve any political compromise with the bourgeoisie but was merely an
economic retreat aimed at re-establishing the original starting point for a
progressive evolution of the economy. In reality, the class war, by displacing
itself from the terrain of the armed struggle to the terrain of economic
struggle, by taking on other forms, less brutal, more insidious, but equally
redoubtable, was not at all destined to attenuate, on the contrary.
For the proletariat, the essential thing is
to constantly strengthen itself in liaison with the fluctuation of the
international struggle. In its general acceptance of the transitional phase,
the NEP generated agents of the capitalist enemy - no more and no less than the transitional
economy itself - to the extent that it was not maintained on a firm class line.
It is always the political activity of the proletariat which remains decisive.
Only on this basis can we analyse the evolution of the Soviet state. We will
come back to this.
The economic programme of a proletarian revolution
In the historic limits assigned to
the economic programme of a proletarian revolution, its fundamental points can
be summarised as follows: a) the collectivisation of the means of production
and exchange already "socialised" by capitalism; b) the monopolisation of
foreign trade by the proletarian state, a decisively important economic weapon;
c) a plan for production and for the distribution of the productive forces
based on the structural characteristics of the economy and the specific function
it is called on to assume in the worldwide socialist division of labour, but
which can also strengthen the material position of the proletariat at the
economic and social level; d) a plan for liaison with the world capitalist
market, based on the monopoly of foreign trade and aimed at obtaining the means
of production and objects of consumption which it lacks, and which must be
subordinated to the fundamental plan for production, with both directives being
able to resist the pressures of the world market and prevent it from
integrating the proletarian economy into itself.
It is evident that while the progress and
realisation of such a programme depends, to a certain extent, on the degree of
the development of the productive forces and the cultural level of the mass of
workers, the essential question remains the political strength of the proletariat, the solidity of its power,
the balance of forces at the national and international level, even if there
can never be any disassociation between the material, cultural and political
factors, which are closely interpenetrated. But, we repeat, when it comes for
example to the mode of appropriation of social wealth, while collectivisation
is a juridical measure as necessary for the installation of socialism as was the
abolition of feudal property for the installation of capitalism, it does not
automatically result in the transformation of production. Engels has already
put us on guard against the tendency to see collective property as a social
panacea, when he showed that within capitalist society "the transformation, either into joint-stock companies, or into state
ownership, does not do away with the capitalistic nature of the productive
forces. In the joint-stock companies this is obvious. And the modern state,
again, is only the organisation that bourgeois society takes on in order to
support the general external conditions of the capitalist mode of production
against the encroachments as well of the workers as of individual capitalists.
The modern state, no matter what its form, is essentially a capitalist machine,
the state of the capitalists, the ideal personification of the total national
capital. The more it proceeds to the taking over of productive forces, the more
does it actually become the national capitalist, the more citizens does it
exploit. The workers remain wage-workers - proletarians. The capitalist
relation is not done away with. It is rather brought to a head. But, brought to
a head, it topples over. State ownership of the productive forces is not the solution
of the conflict, but concealed within it are the technical conditions that form
the elements of that solution" (Anti-Duhring).
And Engels adds that the solution lies in the grasping the nature and function of the social forces acting on the productive forces, in
order to then subordinate them to the will of all and transform the means of
production from "despotic masters to docile servants".
It is obvious that the political power of
the proletariat alone can determine this collective will and ensure that the social character of property is
transformed, that it loses its class
character.
The juridical effects of collectivisations
can be singularly limited by a backward economic structure and this makes the
political factor even more decisive.
In Russia
there was an enormous mass of elements capable of engendering a new capitalist
accumulation and a dangerous class differentiation. The proletariat could only
have prevented this through a highly energetic class policy, the only one that
could have kept hold of the state for the proletarian struggle.
It is undeniable that with the agrarian
problem, the problem of small industry constitutes a key issue for the
proletarian dictatorship, a heavy legacy left by capitalism to the proletariat,
and one which can't be eliminated by decree. We can even affirm that the
central problem posed to the proletarian revolution in all capitalist countries (except perhaps for Britain) is the implacable
struggle against the small producers of commodities and the small peasants, a
struggle made even harder by the fact that it cannot be a question of
expropriating these social layers through violence. The expropriation of
private production is only economically realisable in relation to the
enterprises which are already "socialised" and not to the individual
enterprises which the proletariat is still not capable of running at a lower
cost and making more productive, and which it can only control through the
means of the market; this is a necessary point of transition between individual
and collective labour. Furthermore, it is impossible to envisage the structure
of the proletarian economy in an abstract manner, as a juxtaposition of pure
types of production, based on opposing social relations, "socialist",
capitalist or pre-capitalist, and which evolve solely on the basis of
competition. This is the thesis of centrism which it got from Bukharin, and
which holds that everything that is collectivised ipso facto becomes socialist,
so that the petty bourgeois and peasant sectors will inevitably be led into the
fold of "socialism". But in reality, each sphere of production more or less
bears the imprint of its capitalist origins and there is not a juxtaposition
but an interpenetration of contradictory elements, combating each other under
the pressure of the class struggle, developing in a very bitter manner, even if
in a less brutal form than during the period of open civil war. In this battle,
the proletariat, basing itself on collectivised industry, must have the aim of
subjecting to its control, to the point of annihilating them completely, all
the social and economic forces of capitalism, which have already been overcome
politically. But it cannot commit the
deadly error of believing that, because it has nationalised the land and the
basic means of production, it has erected an impassable barrier to the activity
of bourgeois agencies: the whole process, both political and economic,
continues in a dialectical manner and
the proletariat can only direct it towards the classless society on condition
of reinforcing itself internally and externally.
The agrarian question
The agrarian question is certainly
one of the essential elements of the complex problem of the relationship
between the proletariat and the petty bourgeoisie posed after the revolution.
Rosa Luxemburg showed very rightly that "even
in the West, under the most favourable conditions, once we have come to power,
we too will break many a tooth on this hard nut before we are out of the worst
of the thousands of complicated difficulties of this gigantic task!".
It is thus not a question of settling this
question, even in its basic lines, and we will limit ourselves to posing the
fundamental elements: the complete
nationalisation of the land and the fusion of agriculture and industry.
The first is a perfectly realisable
juridical act that can be accomplished immediately after the seizure of power,
parallel with the collectivisation of the large-scale means of production,
whereas the second can only be the product of a process throughout the economy,
a result of the worldwide socialist organisation. These are not therefore two
simultaneous acts, but can only be staggered in time, with the first
conditioning the second, eventually resulting in the socialisation of
agriculture. In itself the nationalisation of the land or the abolition of
private property in land is not a specifically socialist measure. In fact it is
essentially bourgeois, the final act of the bourgeois democratic
revolution.
Together with the equal enjoyment of the land,
it constitutes the most extreme, revolutionary stage of this revolution, but
while being, to use Lenin's expression, "themost perfect foundation from the
standpoint of the development of capitalism, it is at the same time the
agrarian regime which is the most supple basis for the passage to socialism".
The weakness of the criticisms Rosa Luxemburg made of the agrarian programme of
the Bolsheviks (The Russian Revolution)
concerns precisely these points: in the first place, she didn't underline that
"the immediate seizure and distribution
of the land by the peasants", while having absolutely nothing in common
with a socialist society - we agree with this entirely - nevertheless
represented an inevitable and transitional stage between capitalism and socialism,
above all in Russia, although she does admit that this was "the shortest, simplest, most clean-cut
formula to achieve two diverse things: to break down large land-ownership, and
immediately to bind the peasants to the revolutionary government. As a political
measure to fortify the proletarian socialist government, it was an excellent
tactical move", which given the situation was obviously the most
fundamental issue. In the second place, she did not make it clear that the
slogan "land to the peasants", taken by the Bolsheviks from the programme of
the Socialist Revolutionaries, had been applied on the basis of the integral
suppression of private property in land and not, as Luxemburg declares, on the
basis of the passage from large landed property to a multitude of small
individual peasant properties. It is not correct to say (we only have to look
at the decrees on nationalisation) that the division of the land was extended
to the large technically developed
exploitations, since they actually formed the structure of the "sovkozes",
although it has to be admitted that these were not a major element of the
agrarian economy as a whole.
Let us say in passing that Luxemburg, in
drawing out her own agrarian programme, says nothing about the integral expropriation of the land,
which was clearly seen as a link to further measures. She only foresees the
nationalisation of large and medium-sized property.
Finally, in the third place, Luxemburg
confines herself to showing the negative side of the division of the land (an
inevitable evil), to denouncing the fact that it would not do away with "but would increase social and economic
inequality among the peasantry and aggravate class oppositions", when it
was precisely the development of the class struggle in the countryside which
allowed the proletarian power to consolidate itself by drawing towards it the
rural proletarians and semi-proletarian peasants, and which formed the social
premise for extending the influence of the proletariat and ensuring its victory
in the countryside. Rosa Luxemburg undoubtedly underestimated this political
aspect of the agrarian problem and the fundamental role that has to be played
by the proletariat based on its political domination and the possession of
large-scale industry.
It would be pointless to ignore the fact the
Russian proletariat faced an extremely complex situation. Because of the
extreme dispersion of the small peasants, the effects of nationalisation were
very limited. We should not forget that the collectivisation of the soil does
not necessarily lead to that of the means of production attached to it. In Russia
this was true of only 8% of the latter, while the remaining 92% remained in the
private possession of the peasants; by contrast, in industry, collectivisation
reached 89% of the productive forces, including 97% of the railways and 99% of
heavy industry (the situation in 1925).
Although agricultural tools only represent
about a third of the total amount of equipment, they constituted a favourable
basis for the development of capitalist relations, given the enormous mass of
the peasants. And it is obvious that, from the economic point of view, the
central method for containing and reabsorbing this development could only be
the organisation of large-scale industrialised agriculture. But this was
subordinated to the general problem of industrialisation and consequently to
the problem of aid from the proletariat of the advanced countries. In order to
avoid getting stuck in the dilemma: perish or provide tools and consumer goods
to the small peasants, the proletariat - while trying as much as possible to
maintain a balance between agricultural and industrial production - had to
devote the major part of its efforts towards the class struggle, both in the
country and in the towns, always with the perspective of linking this to the
international revolutionary struggle. Allying itself with the small peasants in
order to struggle against the peasant capitalists, while at the same time
trying to eliminate small-scale production, the precondition for creating a
collective production: such was the apparently paradoxical task imposed on the
proletariat vis-à-vis the villages.
For Lenin, this alliance alone would be able
to safeguard the proletariat until other sections of the proletariat rose up.
It did not imply a capitulation to the peasantry but was the only condition for
overcoming the petty bourgeois hesitations of the peasants, who oscillated
between the bourgeoisie and the proletariat because of their economic and
social situation and their inability to develop an independent policy, and thus
for pulling them into the process of collective labour. "Annihilating" the
small producers did not mean crushing them violently, but, as Lenin said in
1918, "helping them to move towards an
‘ideal' capitalism, since equal enjoyment of the soil is capitalism taken to
its highest ideal as far as the small producer is concerned; at the same time,
they have to feel for themselves the defects of this system and thus realise
the need to go over to collective cultivation". It was not surprising that
during the three terrible years of civil war, the experimental method had not
brought a "socialist" consciousness to the Russian peasants. If they supported
the proletariat to defend their land against the Whites, this was at the cost
of their economic impoverishment and vital requisitions by the proletarian
state.
And the NEP, while re-establishing a more
normal field of experience, also restored "freedom and capitalism", but this
worked above all in favour of the peasant capitalists, a huge ransom which made
Lenin say that with the tax in kind, "the kulaks can push in places where they
could not push before". Under the leadership of centrism, which was incapable
of resisting this pressure from a renascent bourgeoisie on the economic
apparatus, the state organs and the party, the middle peasants were encouraged
to enrich themselves and to break with the poor peasants and the proletariat,
with the results that we now see. A perfectly logical coincidence: 10 years
after the proletarian insurrection, the shift in the balance of forces towards
the bourgeois elements corresponded to the introduction of the 5 Year Plans,
whose realisation depended on an unprecedented level of exploitation of the
proletariat.
The Russian revolution tried to resolve the
complex problem of the relationship between the proletariat and the peasantry.
It failed not because a proletarian revolution could not succeed in a situation
where only a bourgeois revolution was on the agenda, as the likes of Otto Bauer
or Kautsky claimed, but because the Bolsheviks did not arm themselves with the
principles of administration founded on historical experience, which would have
ensured them economic and political victory.
But because it brought out the importance of
the agrarian question, the Russian revolution contributed to the historic
acquisitions of the world proletariat. We should add that the theses of the
Second Congress of the Communist International on this question can no longer
be maintained in their entirety, and that in particular the slogan "land to the
peasants" must be re-examined and limited in its significance.
And, inspired by the works of Marx on the
Paris Commune, further developed by Lenin, marxists have succeeded in making a
clear demarcation between centralism as a necessary and progressive form of
social evolution and the oppressive centralism crystallised in the bourgeois
state. While basing themselves on the first, they fight for the destruction of
the second. It is on this indestructibly materialist position that they
scientifically refuted anarchist ideology. And yet the Russian revolution
breathed new life into this celebrated controversy, which seemed to have been
dead and buried.
There have been many critiques which see the
origins of the counter-revolutionary evolution of the USSR in
the fact that economic and social centralism was not abolished and replaced by
a system of "self-determination" by the working masses. This amounts to
demanding that the social consciousness of the Russian proletariat should have
jumped over the transitional stage; at the same time, there is a call for the
immediate suppression of value, of the market, of wage differentials and other
vestiges of capitalism. In other words, there is a confusion between two
notions of centralism, which are absolutely opposed to one another, and a
return, whether deliberate or not, to the typically anarchist opposition to
"authoritarianism" as a way of navigating the transition period. It is an
abstraction to oppose the principle of autonomy to the principle of authority;
as Engels remarked in 1873, these are two very relative terms linked to
historical evolution and the process of production.
The economic and political centralism of the
dictatorship of the proletariat
On the basis of an evolution which
goes from primitive communism to imperialist capitalism and which "returns" to
civilised communism, the organic forms of capitalist "cartelism" and
"trustification" push away the forms of primitive social autonomy, laying the
basis for the "administration of things", which is actually an "anarchic" form
of organisation even if it is prepared by a system where authority persists,
but "kept to strict limits as long as the conditions of production make it
inevitable" (Engels). The
essential thing is not to try to leap over stages in a utopian manner, or to
believe that you can change the nature of centralism and the principle of
authority by changing the name. The Dutch internationalists, for example, have
not escaped an analysis based on anticipating social reality and the
theoretical convenience such an analysis provides (cf their work cited
earlier).
Their critique of centralism in the Russian
experience is made all the "easier" by the fact that it relates uniquely to the
phase of "war communism" which engendered a bureaucratic dictatorship over the
economy, whereas we know that, later on, the NEP favoured a wide economic
"decentralisation". It is argued that the Bolsheviks "wanted" to suppress the
market (we know that this wasn't at all the case) by replacing it with the
Supreme Council of the Economy, and thus they bear responsibility for
transforming the dictatorship of the proletariat into a dictatorship over the proletariat. Thus for the
Dutch comrades, because, as a result of the necessities of the civil war, the
Russian proletariat had to impose an extremely centralised and simplified
economic and political apparatus, they lost control of the dictatorship, even
though, at the same time, they were politically exterminating the enemy class.
Unfortunately the Dutch comrades don't spend any time on this political aspect
of the question, which for us is fundamental.
At the same time, by repudiating the
dialectical analysis and leaping over the problem of centralism, they have
ended up changing the meaning of words, since what they are looking at is not
the transitional period, which is the only one of interest to marxists from the
point of view of solving practical problems, but the higher sage of communism.
It is then easy to talk about "a general social accounting based on an
economic centre to which all the currents of economic life flow, but which has
no right of directing production or deciding on the distribution of the social
product". And they add that "in the association
of free and equal producers, the control of economic life does not emanate from
personalities or offices but results from the public registration of the real
course of economic life. This means that production is controlled by
reproduction". In other words, "economic
life is controlled by itself through average social labour time".
With such formulations, the solutions to the
problems of proletarian management cannot advance at all, since the burning
question posed to the proletariat is not to work out the mechanisms that
regulate communist society, but to find the way that leads towards it.
The Dutch comrades have, it's true, proposed
an immediate solution: no economic or political centralism, which can only take
on an oppressive form, but the transfer of management to enterprise organisms
which would coordinate production through a "general economic law" (?). For
them, the abolition of exploitation (and thus of classes) does not take place
through a long historic process involving the ceaseless growth of participation by the masses in social administration, but
in the collectivisation of the means of production, provided that this involves
the right of the enterprise councils to dispose of the means of production and
the social product. But apart from the fact this is a formulation which
contains its own contradiction - since it boils down to opposing integral
collectivisation (property of all, and of no one in particular) with a kind of
restricted, dispersed collectivisation between social groups (the shareholders'
society is also a partial form of collectivisation) - it simply tends to
substitute a juridical solution (the right to dispose of the enterprises) for
another juridical solution, the expropriation of the bourgeoisie. But as we
have already seen, the expropriation of the bourgeoisie is simply the initial
condition for the social transformation (even though full collectivisation is
not immediately realisable), and the class struggle will continue as before the
revolution, but on political bases which will allow the proletariat to impose
the decisive direction.
The analysis of the Dutch internationalists
undoubtedly moves away from marxism because it never puts forward the
fundamental reality that the proletariat is forced to put up with the "scourge"
of the state until classes have disappeared, that is, until the disappearance
of world capitalism. But to underline such a historic necessity is to admit
that state functions are still temporarily mixed up with centralisation, even though
this takes place after the destruction of the capitalist apparatus of
oppression and is not necessarily opposed to the development of the cultural
level of the working masses and their capacity to take charge. Instead of
looking for the solution to this development in the real context of historical
and political conditions, the Dutch internationalists have tried to find it in
a formula for appropriation which is both utopian and retrograde and which is
as not clearly distinct from "bourgeois right" as they imagine. What's more, if
one admits that the proletariat as a whole is in no way prepared "culturally"
to solve "by itself" the complex problems of social administration (and this
reality applies as much to the most advanced proletariat as to the least
cultured), what then is the exact use of the "right to dispose" of the
factories and production?
The Russian workers did effectively have the
factories in their hands and they were not able to run them. Does this mean
that they shouldn't have expropriated the capitalists and taken power? Should
they have "waited" to be schooled by western capitalism and acquire the culture
of the English or German workers? While it is true that the latter are a
hundred times more qualified to confront the gigantic tasks of proletarian
administration than were the Russian worker in 1917, it is also true that they
were not able, in the pestilential ambiance of capitalism and bourgeois
ideology, to develop an "integral" social awareness which would have permitted
them to solve "by themselves" all the problems posed, something which can only
fully appear in a higher phase of communism. Historically, it is the party
which concentrates this social awareness and it can only do this on the basis
of experience; in other words, it does not bring fully worked out solutions but
elaborates them in the fire of the social struggle, after (above all, after) as
well as before the revolution. And in this colossal task, far from opposing
itself to the proletariat, the party is a part of it, since without the active
and growing collaboration of the masses, it will become the prey of enemy
forces. "Administration by all" is the touchstone of any proletarian
revolution. But history poses a precise alternative: either we make the
socialist revolution "with men as they
are today and who cannot do without subordination, without control by foremen,
without accounting" (Lenin, State and Revolution) or there will be no revolution.
The duality of the state in the period of
transition in marxist analysis
In the chapter dealing with the
transitional state, we already recalled that the state owes its existence to
the division of society into classes. In primitive communism, there was no
state. In the higher form of communism, there will also be no state. The state
will disappear with the subject that gave rise to it: class exploitation. But
as long as the state exists, it conserves its specific traits and cannot change
its fundamental nature. It cannot cease to be a state, that is to say, an
oppressive, coercive, corrupting organism. What changes in the course of
history is its function. Instead of being the instrument of the slave masters,
it became that of the feudal lords, then of the bourgeoisie. It is the perfect
instrument for conserving the privileges of a ruling class. This isn't
threatened by its own state, but by new privileges developing in society with
the rise of a new exploiting class .The political revolution which
followed was the juridical consequence of a transformation of the economic
structure that had already got underway, the triumph of a new form of
exploitation over the old one. This is why the new revolutionary class, on the
basis of the material conditions which it had founded and consolidated inside
the old system, could without shame or distrust base itself on the state, which
it only had to adapt and perfect in order to organise and develop its own mode
of production. This is all the more true for the bourgeois class which is the
first in history to rule on a world scale and whose state is the most
concentrated form of all the means of oppression built up in the course of
history. There is no opposition but an intimate, indestructible link between
the bourgeoisie and its state; and this solidarity does not stop at national
frontiers. It goes beyond them because it has its roots in the international
capitalist system.
By contrast, with the foundation of the
proletarian state, the historical relationship between the ruling class and the
state is modified. It is true that the proletarian state, built on the ruins of
the bourgeois state, is still the instrument for the domination of the
proletariat. However, this domination is not aimed at the preservation of
social privileges whose material bases were laid down inside bourgeois society,
but at the destruction of all privileges. The new state expresses a new
relation of domination, that of the majority over the minority, and a new
juridical relationship (collective appropriation). On the other hand, because
it remains under the influence of the climate of capitalist society (because
there can be no simultaneity in the revolution), it is still the representative
of "bourgeois right". This still lives on, not only in the social and economic
processes, but also in the heads of millions of proletarians. It is here that
the duality of the transitional
state is revealed: on the one hand, as a weapon directed against the
expropriated class, it reveals its "strong" side; on the other hand, as an
organism called upon not to consolidate a new system of exploitation, but to
abolish all exploitation, it exposes its "weak" side because by nature and by
definition it tends to become the pole of attraction for capitalist privileges.
This is why, while there can be no antagonism between the bourgeoisie and the
bourgeois state, such an antagonism does indeed arise between the proletariat
and the transitional state.
This historic problem has its negative
expression in the fact that the transitional state can quite easily be led to
play a counter-revolutionary role in the international class struggle, even
when it maintains a proletarian character if the social classes upon which it
was built have not been modified. The proletariat can only stand against the
development of this latent contradiction through the class politics of its
party and the vigilant existence of its mass organisations (trade unions,
soviets, etc), through which it has to exert an indispensable control over the
activity of the state and to defend its specific interests. These organisms can
only disappear along with the necessity which gave rise to them, i.e. the class
struggle. Such a conception is inspired entirely by the teachings of marxism,
since the notion of the proletarian "antidote" within the transitional state
was defended by Marx and Engels as well as by Lenin, as we have already pointed
out.
The active presence of proletarian organisms
is the condition for keeping the proletarian state in the service of the
workers and for preventing it from turning against them. To deny the contradictory
dualism of the proletarian state is to falsify the historic significance of the
period of transition.
Certain comrades consider, by contrast, that
during this period there has to be an identification between the workers' organisations
and the state. (cf comrade Hennault's "Nature and Evolution of the Russian State, Bilan p.1121). The Dutch
internationalists go even further when they say that since "labour time is the measure of the
distribution of the social product and the whole of distribution remains
outside any ‘politics', the trade unions have no function in communism and the
struggle for the amelioration of living conditions will have come to an end" (p 115 of their work).
Centrism also starts off from the conception
that since the soviet state is a workers' state, any demands raised by the
workers become an act of hostility towards "their" state, therefore justifying
the total subordination of the trade unions and the factory committees to the
state mechanism.
If we now say, on the basis of the previous
considerations, that the soviet state has conserved its proletarian character,
even if it is being directed against the proletariat, is this just a subtle
distinction which has nothing in common with reality, and which we ourselves
repudiate because we reject the defence of the USSR? No!
And we think that this thesis has to be maintained above all because it is
justified from the point of view of the theory of historical materialism;
secondly, because the conclusions we have to draw about the evolution of the
Russian revolution are not vitiated in their premises by the fact that we
reject the identity between the proletariat and the state and say that there
should be no confusion between the character of the state and its function.
If the soviet state is no longer a
proletarian state, what is it? Those who deny this have not succeeded in
showing that it is a capitalist state. But do they fare any better by talking
about a bureaucratic state and discovering that the Russian state is a ruling
class original in history and linked to a new mode of production and
exploitation? In fact, such an explanation turns its back on marxist
materialism.
Although the bureaucracy has been an
indispensable instrument in the functioning of any social system, there is no
trace in history of a social layer that transformed itself into an exploiting
class on its own account. There are however many examples of all-powerful
bureaucracies within a society, but they were never confounded with the classes
acting on production, except as individuals. In Capital, Marx, examining the colonisation of India,
shows that the bureaucracy appeared there in the shape of the East India
Company; that the latter had economic links with circulation - not with
production - whereas it really did exert political power, but on behalf of the
metropolitan capitalism.
Marxism has supplied a scientific definition
of class. If we hold to it, we have to affirm that the Russian bureaucracy is
not a class, still less a ruling class, given that there are no particular
rights over production outside of the private ownership of the means of
production, and that in Russia collectivisation still exists in its basics. It is also true that
the Russian bureaucracy consumes a large portion of social labour. But this is
true of any form of social parasitism and this should not be confused with a
class exploitation.
While it is undeniable that in Russia the
social relations express a colossal exploitation of the workers, this does not
derive from the exercise of any right of property, group or individual, but
from a whole economic and political process, of which the bureaucracy is not
the cause, but only an expression, and in our view a secondary one, since this
evolution is above all the product of the policies of centrism which has shown
itself incapable of containing the impetus of the forces of the enemy both
within Russia and on the international level. It's here that the originality of
the social context in Russia lies - in an unprecedented historical situation: the existence of a
proletarian state within a capitalist world.
The exploitation of the proletariat grows in
proportion to the pressure of non-proletarian classes on the state apparatus,
then on the party apparatus, and consequently on the politics of the party.
There is no need to explain this
exploitation through the existence of a bureaucratic class living from the
surplus labour pillaged from the workers, but through the influence of the
enemy on the party which had integrated itself into the state machine rather
than continuing its political and educational role among the masses. Trotsky
(in The Third International after Lenin)
underlined the class character of the pressures that were more and more being
exerted on the party, and the growing links between these pressures - from the
bourgeois intellectuals, the petty bourgeoisie, the kulaks - and the state bureaucracy; pressure as well
from the world bourgeoisie, acting through all these forces. This is why the
roots of the bureaucracy and the germs of political degeneration are to be
sought in the social phenomenon of the interpenetration of the party and the
state as well as in an unfavourable international situation, and not in "war
communism", which took the political power of the proletariat to its highest
level, nor in the NEP, which was the expression of a compromise and of a more
normal regime for a proletarian economy. Souvarine, in his text "Apercu sur le
bolshevisme", reversed the real relationship between the party and the state by
arguing that the party was exerting a machine-like grip over the whole state
apparatus. He quite correctly characterised the Russian revolution as a "metamorphosis in the regime that took place
unbeknownst to its beneficiaries, without any premeditated intent or
preconceived plan, through the triple effect of the general lack of culture,
the apathy of the exhausted masses and the efforts of the Bolsheviks to
overcome the chaos" (p245).
But if revolutionaries are to avoid falling
into a kind of fatalism, diametrically opposed to marxism, derived from the
idea of the "immaturity" of the material conditions and the cultural
incapacities of the masses, if they are to reject the conclusion that the
Russian revolution was not a proletarian revolution (when the historical and
objective conditions for the proletarian revolution existed then and exist now
on a world scale, which is the only valid basis for posing the question from
the marxist point of view), then they have to focus their attention on the central
issue: the political factor, i.e., the party, the indispensable instrument for
the proletariat at the level of historic necessity. They would also have to
conclude that in a revolution the only possible form of authority for the party
is the dictatorial form. The terms of the problem cannot be rewritten by
positing a kind of irreducible opposition between the proletariat and the
dictatorship of the party, because that would mean turning one's back on the
proletarian revolution itself. We repeat: the dictatorship of the party is an
inevitable expression of the transitional period, whether in a country that has
been highly developed by capitalism or in the most backward of colonies. The
fundamental task for marxists is precisely, on the basis of the gigantic
experience of the Russian revolution, to examine the political bases on which
this dictatorship can be maintained in the interests of the proletariat, i.e.
how the proletarian revolution can and must flow into the world revolution.
Unfortunately, the "fatalists" have never
tried to deal with this problem. If little progress has been made towards a
solution to this question, the difficulties lie as much in the painful
isolation of the weak revolutionary nuclei today as in the enormous complexity
of the problem. The essential question posed here is the relationship between
the party and the class struggle, and within this context, the question of the
party's mode of organisation and internal life.
The comrades of Bilan are right to attach so much importance in their research to
two activities of the party, which they see as fundamental to the preparation
of the revolution (as the history of the Bolshevik party has shown): the
fractional struggle inside the party and the struggle within the mass organisations.
The question is to know whether these forms of activity must disappear or
transform themselves radically after the revolution, in a situation where the
class struggle does not attenuate in the least, but develops in other forms.
What is evident is that no organisational method or formula can prevent the
class struggle from having its repercussions within the party, through the
growth of tendencies or fractions.
The "unity at any price" of the Russian
Trotskyist opposition, like the "monolithism" of centrism, fly in the face of
historical reality. By contrast the recognition of fractions seems to us to be
much more dialectical. But this simple affirmation does not in itself resolve
the problem; it simply poses it or rather puts it in its proper context. The
comrades of Bilan are certainly
agreed that a few lapidary phrases don't constitute a solution. What remains to
be examined is how the struggle of fractions and the opposition between
programmes that goes with it can be reconciled with homogeneous leadership and
revolutionary discipline. In the same way we have to look at how the liberty of
fractions inside the union organisations can coincide with the single party of
the proletariat. It's no exaggeration to say that the outcome of the future
proletarian revolution depends on the answers to these questions.
(To be continued)
Mitchell
[1]. The scepticism declared today by certain internationalist
communists can in no way undermine our conviction about this. Comrade Hennaut
in Bilan n°34 (p1124) coldly proclaims that "the Bolshevik revolution was made by the
proletariat but it was not a proletarian revolution". Such an assertion is
quite stupefying when you consider that this "non-proletarian" revolution
succeeded in forming the most formidable proletarian weapon that has ever
threatened the world bourgeoisie - the Communist International.
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